This framework is useful for categorizing and tracking farmer learning on working farms


The organic farmers in Yolo County that were interviewed for this study demonstrated wide and deep knowledge of their farming systems. Results show that white, first- and second-generation farmers in alternative agriculture do accumulate substantive local knowledge of their farming systems—even within a decade or two of farming. These particular organic farmers demonstrated a complex understanding of their physical environments, soil ecosystems, and local contexts that expands and complements other knowledge bases that inform farming systems. In order to integrate the wide range of knowledge shared in the results, a theoretical framework that incorporates emergent characteristics of the process of farmer knowledge formation is helpful to consider. In the first section of the discussion, we outlined a framework for farmer knowledge formation is outlined. For the latter half of the discussion section, we elaborate on key aspects of farmer knowledge that emerged from results of this study. Figure 1 summarizes a proposed theoretical framework for farmer knowledge formation. This framework recognizes the importance of linking social and ecological processes in order to capture interactions between humans and the environment, and is therefore informed by and extends existing frameworks in the social-ecological literature and can be applied to other farming contexts . The framework encapsulates both social and ecological ways of knowing through an adaptive feedback process, drainage planter pot wherein farmers are considered the primary actors in this process of knowledge formation.

As shown in Figure 1, farmer knowledge forms through both social and ecological mechanisms. Social mechanisms refer to social and cultural phenomena that influence farmer knowledge and their personal ethos interactively; ecological mechanisms represent how farmers’ observations of and experiences with environmental conditions and ecological processes on their farms influences their knowledge and ethos . Here, farmer ethos is broadly defined as a farmer’s worldview on farming—a set of social values or belief system that a farmer aspires to institute on their farm . As highlighted in yellow, social mechanisms play a central role in producing a farmer’s ethos and in integrating ecological knowledge into their farm operation. At the same time, ecological mechanisms contribute to a farmer’s local ecological knowledge base, and importantly, place limits on the incorporation of social values in practice on farms. Together, these social and ecological mechanisms provide the filter through which farmer ethos and ecological knowledge is re-evaluated over time. As outlined in green, farmer ethos also mutually informs ecological knowledge, and vice versa, in a dynamic, dialectical process as individual farmers apply their ethos or ecological knowledge in practice on their farm. Based on results of this study, social mechanisms include inherited wisdom from and informal conversations with other local farmers . Likewise, direct observation, personal experience, and on-farm experimentation—wherein a farmer applies the scientific method to make abstract science concrete—are central to developing farmers’ specific ecological knowledge . In general, farmers interviewed tended to rely less on abstract, “basic” science and more on concrete, “applied” science that is based on their specific local contexts and environment .

In this way, social and ecological mechanisms were key in translating abstract information into concrete knowledge among farmers interviewed. Findings suggest that experimentation codifies direct observations to generate farmer knowledge that is both concrete and transferable. To a lesser degree, personal experience enhanced farmer knowledge and guided the process of experimentation. As an example, farmers with a stewardship ethos viewed themselves as caretakers of their land; one farmer described their role as “a liaison between this piece of land and the human environment.” Farmers that self-identified as stewards or caretakers of their land tended to rely most heavily on direct observation and personal experience to learn about their local ecosystems and develop their local ecological knowledge. This knowledge directly informed how farmers approached management of their farms and the types of management practices and regimes they applied. That said, farmer ethos did not always completely align with farming practices applied day-today due to both social and ecological limits of their environment. For example, one farmer, who considered himself a caretaker of his land expressed that cover crops were central to his management regime and that “we’ve underestimated how much benefit we can get from cover crops.” This same farmer admitted he had not been able to grow cover crops the last few seasons due to early rains, heavy clay in his soil, and the need to have crops ready for early summer markets. In another example, several farmers learned about variations in their soil type by directly observing how soil “behaved” using cover crop growth patterns. These farmers discussed that they learned about patchy locations in their fields, including issues with drainage, prior management history, soil type, and other field characteristics, through observation of cover crop growth in their fields.

Repeated observations over space and time helped to transform disparate observations into formalized knowledge. As observations accumulated over space and time, they informed knowledge formation across scales, from specific features of farmers’ fields to larger ecological patterns and phenomena. More broadly, using cover crop growth patterns to assess soil health and productivity allowed several farmers to make key decisions that influenced the long-term resilience of their farm operation . This specific adaptive management technique was developed independently by several farmers over the course of a decade of farming through long-term observation and experimentation and, at the time, was not widely accessible in farming guidebooks, policy recommendations, or the scientific literature. For these farmers, growing a cover crop on new land or land with challenging soils is now formally part of their farm management program and central to their soil management. While some farmers considered this process “trial and error,” in actuality, all farmers engaged in a structured, iterative process of robust decision making in the face of constant uncertainty, similar to the process of adaptative management in the natural resource literature . This critical link to adaptative management is important to consider in the broader context of resilience thinking, wherein adaptive management is a tool in the face of shifting climate regimes and changing landscapes . Specifically, the framework provided in this paper is useful to understand some of the underlying social and ecological mechanisms that produce farmer knowledge, and that may in turn inform adaptive management and pathways toward more resilient agriculture . In this sense, farmer knowledge represents an untapped source for informing concrete adaptative management techniques that are initially adapted to local contexts but also have the potential to be widely applied. Farmer knowledge provides an extension to scientific and policy knowledge bases, in that farmers develop new dimensions of knowledge previously unexplored in the scientific literature. Farmers offer a key source of and process for making abstract knowledge more concrete and better grounded in practice, which is at the heart of adaptive management . As already elaborated, this framework for farmer knowledge formation offers a useful guide for mapping mechanisms for how farmers learn and codify local knowledge, and also provides necessary groundwork to connect farmer knowledge to farm management . Here, we synthesize six key insights from the study. These key insights in combination with the framework are particularly important to consider when engaging with farmers in alternative agriculture in future studies. Farmer knowledge accumulation, at least among organic farmers in this study, plant pot with drainage is mostly observational and experiential. Most farmers considered themselves separate from scientific knowledge production and though scientific knowledge did at times inform their own knowledge production, they still ultimately relied on their own direct observation and personal experiences to inform their knowledge base and make decisions. This finding underscores the importance of translating theory into practice in alternative agriculture. Without grounding theoretical scientific findings or policy recommendations in practice, whether that be day-to-day practices or long-term management applied, farmers cannot readily incorporate such “outsider” knowledge into their farm operations. Farmers thus provide an important node in the research and policy making process, whereby they determine if scientific findings or policy recommendations apply to their specific farming context—through direct observation, personal experience, and experimentation. Understanding the mechanisms of farmer knowledge formation and precisely how farmers learn is essential to integrating farmer knowledge into the scientific literature.

As outlined in the farmer knowledge formation framework, farmer ecological knowledge is accumulated over time based on continuous systematic assessment through direct observation, personal experiences, or experimentation. This iterative feedback approach to learning among organic farmers is akin to the scientific method and parallel in approach to adaptive management in agriculture . As highlighted in the results, it is possible for a farmer to acquire expert knowledge within one or two generations of farming alternatively. Documenting this farmer knowledge within the scientific literature—specifically farmer knowledge in the context of relatively new farmers in the US—represents a key way forward for widening agricultural knowledge both in theory and in practice . This finding is significant because it underscores the importance of farmers not as subjects of science but as actors within the scientific community. This study provides one example for documenting farmer knowledge in a particularly unique site for organic agriculture. Future studies may expand on this approach in order to document other contexts with recent but deep agricultural knowledge on alternative farms. Farmers tend to think holistically about their farm management. For example, when farmers were asked to talk about soil management specifically, several farmers struggled with this format of question, because they expressed that they do not necessarily think about soil management specifically but tend to manage for multiple aspects of their farm ecosystem simultaneously. This result aligns with similar findings from Sūmane et al. across a case study of ten different farming contexts in Europe, and suggests that farmers tend to have a bird’s eye view of their farming systems. Such an approach allows farmers to make connections across diverse and disparate elements of their farm operation and integrate these connections to both widen and deepen their ecological knowledge base.For most farmers, maintaining ideal soil structure was the foundation for healthy soil. Farmers emphasized that ideal soil structure was delicately maintained by only working ground at appropriate windows of soil moisture. Determining this window of ideal soil moisture represented a learned skill that each individual farmer developed through the iterative learning process elaborated in Figure 1. This knowledge-making process was informed by both social mechanisms gained through inherited wisdom and informal conversations and ecological mechanisms through direct observation, personal experiences, and experimentation . As farmers developed their ecological knowledge of the appropriate windows of soil moisture, their ethos around soil management shifted. In this way, over time , these farmers learned that no amount of nutrient addition, reduced tillage, cover cropping, or other inputs could make up for damaged soil structure. Destroying soil structure was relatively easy but had irreversible, long-term consequences and often took years, in some cases even a decade, to rebuild. This key soil health practice voiced by a majority of farmers interviewed represented a different framing compared to messaging about soil health vis-a-vis extension institutions , where soil health principles focus on keeping ground covered, minimizing soil disturbance, maximizing plant diversity, keeping live roots in the soil, and integrating livestock for holistic management. While these five key principles of soil health were mentioned by farmers and were deemed significant, for most farmers interviewed in this study, the foundation and starting point for good soil health was maintaining appropriate soil structure. Though soil structure is clearly important in NRCS conception of soil health, soil structure is not explicitly considered in the core soil health principles. The results of this study emphasize that the most successful entry point for engaging farmers around soil health is context specific, informed directly by local knowledge. Among farmers in Yolo County—a significant geographic node of the organic farming movement—soil structure is a prevalent concept; however, in another farming context, this entry point may significantly diverge for social, ecological, economic, or other reasons. Each farming context therefore necessitates careful inquiry and direct conversation with local farmers to determine this entry point for engagement on soil health. For this reason, in most cases it may be more relevant to tailor soil health outreach to the local context rather than applying a one-size-fits all model. The capacity to learn and pass on that learning are essential for organic farms to be able to adapt to ever changing social and ecological changes ahead .